1.    Who is the Audience?. 3
2.    Scope: 3
3.    Out of Scope: 3
4.    Trade life cycle – a brief
introduction: 4
5.    One of the Classifications for the
trades – process followed for each. 5
5.1 Matched but not settled trades: 5
5.2 Unmatched trades. 6
5.3 Trade not recognised by one of
the counterparties – counterparty DKs: 7
5.4 Settled trades: 7
6.    Implications of an
unmatched/unsettled trade : 8
6.1 Financial Risk: 8
6.2 Reputation: 8
7.    Risk minimisation: 9
7.1 Process Improvement: 9
7.2 Systems Improvement: 9
8.    Limitations: 10
1.
Who
is the Audience?
Anybody,
with some background knowledge of Securities domain, who is interested in
knowing the details of the settlement procedures of cash equities (and
derivatives).
2. Scope:
Settlements
environment for Cash equities and derivatives
3.
Out
of Scope:
Anything
which is not meant for settlements environment for Cash Equities.
